About the Speaker
Wong Loke Lim
Founder and Director of i-Biz Concept Sdn Bhd
Programme Overview
This programme equips participants with comprehensive understanding and knowledge based on Module 6 Study Outline. Participants will advance their knowledge and comprehension further via interactive teaching and learning experience while increasing their confidence in sitting for the examination. This programme will be facilitated by an experienced and qualified trainer.
Programme Objective
This programme is designed to match the licensing study outline for Module 6 on stock market and securities law. It covers the securities industry with specific focus on the Malaysian market, regulatory structure and its governing laws, duty and standard care of dealing in securities, various offences and stock market operations.
Learning Outcomes
Upon completion of this programme, participants should be able to:
Examination Prerequisites
Candidates are expected to possess good knowledge and understanding of the subject matter provided in the study outline and specified references. It is estimated that the SCLE Module 6 will require a minimum of 80 hours of study time. The amount of study hours needed depends on the education background and work experience of the candidates. Candidates are also expected to update themselves with the latest changes relevant to the module as all questions will be continuously updated.
Programme Methodology
This programme will be delivered using effective learning methods including presentations, discussions and review of examination questions.
PROGRAMME – DAY ONE
9.00 am | Overview of the Malaysian Stock Markets
Regulation of the Securities Industry
Business Structures
|
11.00 am | Break |
11.30 am | Capital Raising on the Primary Market
|
1.00 pm | Lunch Break |
2.00 pm | Capital Raising on the Primary Market (Continue)
Trading on the Secondary Market
Guidelines on Implementation of Targeted Financial Sanctions Relating to Proliferation Financing for Capital Market Intermediaries
|
3.30 pm | Break |
4.00 pm | Trading on the Secondary Market (Continue)
Guidelines on Conduct For Capital Market Intermediaries
Clearing, Delivery, Settlement and Corporate Actions
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6.00 pm | End of Day One |
PROGRAMME – DAY TWO
9.00 am | Law of Contract
|
10.30 am | Break |
11.00 am | Relationship between Stockbroking Company and Client
Negligent Misstatement
|
1.00 pm | Lunch Break |
2.00 pm | Licensing
Guidance Note on Provision of Investment Advice
Securities Offences
|
3.30 pm | Break |
4.00 pm | Take-overs
|
6.00 pm | End of Programme |
Founder and Director of i-Biz Concept Sdn Bhd
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
10:00:00 AM - 11:30:00 AM
Online Remote Proctoring
02:30:00 PM - 05:00:00 PM
Online Remote Proctoring
02:30:00 PM - 05:00:00 PM
Online Remote Proctoring
03:00:00 PM - 04:45:00 PM
Online Remote Proctoring