About the Speaker
This programme equips participants with comprehensive understanding and knowledge based on Module 9 study outline. Participants will advance their knowledge and comprehension further via interactive teaching and learning experience while increasing their confidence in sitting for the examination. This programme will be facilitated by an experienced and qualified trainer.
This programme is designed to match the licensing study outline for Module 9 on funds management regulation. It covers comprehensive introduction to funds management, regulatory structure, fund management industries, licensing requirements, compliance and corporate governance relating to fund management.
Upon completion of this programme, participants should be able to:
Candidates are expected to possess good knowledge and understanding of subject matter provided in the study outline and specified references. It is estimated that the SCLE Module 9 will require a minimum of 120 hours of study time. The amount of study hours needed depends on the education background and work experience of the candidates. Candidates are also expected to update themselves with the latest changes relevant to the module as all questions will be continuously updated.
This programme will be delivered using effective learning methods including presentations, discussions and review of examination questions.
PROGRAMME – DAY 1
|9.00 am||The Fund Management Industry in Malaysia
Laws and Organisations Regulating the Fund Management Industry
|11.00 am||The Law of Contract
|12.30 pm||Lunch Break|
|1.30 pm||Negligent Misstatement
Relationship between Fund Management Company and Client
|4.00 pm||Conduct of a Fund Management Company’s Business
The Licensing Handbook
|6.00 pm||End of Day 1|
PROGRAMME – DAY 2
|9.00 am||Securities Offences
Topical Issues in Funds Management Regulation
|11.00 am||Related Guidelines for Fund Management Regulation
|1.00 pm||Lunch Break|
|2.00 pm||Related Guidelines for Fund Management Regulation (cont’)
|4.00 pm||Related Guidelines for Fund Management Regulation (cont’)
|6.00 pm||End of Day 2|