Financial Crime and Market Misconduct Post Covid-19 and Beyond

Laws & Regulations

29
Jul 2021

10:00 am - 12:00 pm

SIDC LAMS

Speakers : Oonagh van den Berg | Yunos Yusop | Vijayaraj R Kanniah, BKT

TBC: 5 CPE

MYR 350 *Fee is not inclusive of 6% SST

Financial Crime and Market Misconduct Post Covid-19 and Beyond

Financial crime and market misconduct are evolving over time and with the current uncertainties brought upon by the Covid-19 pandemic, there are a rising number of individuals seeking to exploit this situation. According to a study by the Securities Commission Malaysia in 2020, there were 498 individuals suspected of misconduct between 2010 and 2018.

Regulators are constantly looking for ways to monitor and prevent these unlawful activities as the criminals are actively changing their tactics to stay ahead of the game. The activities cover a broad spectrum and threatened the safety and soundness of the financial systems. Hence, it is incumbent upon organisations and businesses to stay updated and well prepared in detecting latest financial crimes and market misconduct activities to safeguard their businesses and assets.

Programme Objective

This programme will provide insights into the latest development on financial crime and market misconduct particularly post the Covid-19 pandemic. The programme will also deliberate on important aspects of financial crime and market misconduct such as the size of transactions, complex network involved, potential red flags that organisations need to be aware of and eventually the impact and risks it has towards businesses.

Mode

Live Webinar

Target Audience

Individual 

Compliance Officers, Risk Management Officers, Audit Officers, Sales and Trading Officers, Settlement Officers, C-Suites, Lawyers, Accountants, Corporate Consultants, Capital Markets Services Representative’s License Holders, Financial Controllers, Head of Compliance, Head of Legal, Head of IT

Institutions

Public Listed Companies (PLCs), Legal Firms, Consultancy Firms, Accounting Firms, Fund Management Companies, Stockbroking Firms, Investment and Commercial Banks

Learning Outcomes

Upon completion of the programme, participants will be able to:

  • Describe current landscape of financial crime and market misconduct pre/post Covid-19
  • Identify common areas of financial crime and market misconduct and red flags
  • Describe the use of advanced technology in detecting potential misconduct
  • Analyse the impact of financial crime and market misconduct towards an organisation and the risks involved
  • Discuss applicable methods in establishing the measures to curb financial crimes and strengthen the defense within an organisation consistent with the laws and regulations

10.00 am – 12.00 pm Financial Crime and Market Misconduct Post Covid-19 and Beyond

  • Current landscape: Crackdown of financial crime and market misconduct
  • Financial crime network and size
  • Common areas in which financial crime and market misconduct may arise, flourish and potential red flags
  • Use of Artificial Intelligence (AI) and Machine Learning in detecting suspicious behaviour and/or transactions
  • Impact and risks to business operations and reputation – Case examples
  • Challenges in addressing financial crime and market misconduct
  • Effective measures and controls in  strengthening the defense in accordance with the regulatory requirements

About the Speaker

Oonagh van den Berg

Founder, RAW Compliance

Yunos Yusop

Money Laundering Compliance Officer (MLCO) & Group Head of AML/CFT Compliance

Vijayaraj R Kanniah, BKT

Director cum Principal Trainer
Visioon Business Solutions Sdn Bhd

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*The SIDC reserves the right to amend the programme as deemed appropriate without prior notice

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