Module 9: Funds Management Regulation
This course equips participants with comprehensive understanding and knowledge based on their good understanding from module 9 study outline. Participants expected to advance their knowledge and comprehension further via an interactive teaching and learning experience while increasing their confidence in sitting for the examination. This course will be facilitated by an experienced and qualified trainer.
This 2 ½ -day course is designed to match the licensing study outline for Module 9 on funds management regulation. It covers the comprehensive introduction to fund management, regulatory structure, fund management industries, licensing requirements, compliance and corporate governance relating fund management.
Who Should Attend
- Candidates preparing for the Module 9 Licensing Examination
- New entrants to the capital market industry and staff of investment banks