Certified Capital Market Professional (CCMP) – Compliance Advocate is for experienced compliance professionals to lead, mentor, and network with compliance communities of practice, and discuss compliance issues, scenarios, formulate strategies, and solutions which balance business needs with regulatory requirements and expectations.

Entry Requirements CCMP-Compliance 2 holder; or Registered as Compliance Officer/Head of Compliance by SC with a of minimum five (5) years of relevant capital market experience

Completion Requirements Completed and passed CCMP-Compliance Advocate learning and collaborative learning participation

Programme Overview

The Malaysian capital market is undergoing a period of significant transformation. Emerging technologies, evolving regulations, and rising cybersecurity threats require compliance officers to be more than just rule-followers. They need to be strategic leaders, capable of driving cultural change, embracing innovation, and promoting sustainable business practices.

Programme Objective

This programme will equip senior compliance officers with the knowledge and skills necessary to thrive in this dynamic environment.

Learning Outcomes

By the end of this programme, participants will be able to:

• Discuss the impact of global and local regulatory and business environment on the compliance function
• Develop strategies for compliance management and dealing with non-compliance
• Determine key principles, framework and practices of good governance and its importance
• Explain the role and responsibilities of directors and management in risk management and oversight
• Assess the current compliance programme and identify areas for cultural shift and improvement
• Design and implement effective strategies for integrating compliance into the organization
• Evaluate resources and tools to support the continuous journey towards a robust compliance culture
• Discuss new approaches and best practices for future compliance framework in meeting emerging trends, business needs and market demands to ensure business sustainability
• Evaluate the potential trade-offs and synergies between integrating ESG factors into investment strategies and achieving competitive returns
• Analyse the evolving cybersecurity landscape in the Malaysian capital market and the challenges it presents
• Discuss key RegTech and AI solutions for automating tasks, identifying threats and strengthening your cyber defences
• Evaluate the impact and ROI of RegTech and AI investments on cybersecurity posture