• What is market misconduct, types of market misconduct and its legal framework
• The key drivers of misconduct: Why does it happen?
• Importance of market conduct and integrity for market stability and investor confidence
• Key regulations governing market integrity in traditional and

digital markets and its expectations i.e. CMSA, Bursa’s LR, MACC Act, SC Guidelines on Conduct for Capital Market Intermediaries

Consequences of market misconduct, including civil, criminal and administrative sanctions

• In-depth analysis of real-world insider trading
• How it was executed – Techniques, red flags, indicators and findings
• The laws, enforcement process, penalties and disciplinary actions
• Social media, big data and encrypted communication impact on insider trading detection
• Implications, key lessons learnt and key takeaways
• Importance of Chinese Wall and Material Non-Public Information (MNPI) management

E.g.: Axis Inc Bhd

• Common forms and tactics of market manipulation
• Findings, red flags and indicators
• How AI and Algorithms are used to perpetrate and detect manipulation
• The laws, enforcement process, penalties and disciplinary actions
• Implications, key lessons learnt and key takeaways
• Effective market misconduct risk mitigation strategies

E.g.: APL Industries Bhd

• Cases of advanced technologies exploited for fraudulent activities
• How cybercriminal frauds and crimes executed
• Fraud and manipulation within digital asset space
• The laws, enforcement process, penalties and disciplinary actions
• Implications, key lessons learnt and key takeaways
• Cyber proofing the organisation ecosystem

E.g.: WannaCry Ransomware Attack

• Key principles of PDPA and its relevance to capital market professionals
• Key compliance requirements and penalties for non-compliance

Case Study 4: Data Breach and Its Consequences

• Real-world examples of data breaches in the financial sector
• Analysing the impact on organizations and stakeholders
• Best practices for protecting client and customer data

E.g.: Touch ‘n Go Digital

• Application of advanced technologies in mitigating the risks in detecting market manipulation and privacy
• The challenges in balancing protection of individual privacy while ensuring market integrity
• The complexities of sharing personal data across jurisdictions for regulatory enforcement

Importance of corporate culture in preventing misconduct and safeguarding against data breaches