FAMILIARISATION PROGRAMME FOR TRADING REPRESENTATIVES (FPTR I)

ASSESSMENT STRUCTURE & REFERENCE

 

Assessment Structure

Details of this assessment are as follows:

Types of Questions	: Multiple Choice Questions
Number of Questions	: 50
Passing Mark	: 60%
Time Allocated	: 1 hour 45 mins

References / Text

The prescribed reference materials for Day 1 which are allowed to be brought in for the assessment are as follows:

Securities Commission Malaysia Act 1993 Capital Markets and Services Act 2007 Rules of Bursa Malaysia Securities Berhad Bursa Malaysia Securities Berhad Participating Organisations’ Trading Manual Rules of Bursa Malaysia Securities Clearing Sdn Bhd

Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries Guidelines on Market Conduct and Business Practices for Stockbrokers and Licensed Representatives Licensing Handbook

The relevant references (acts, guidelines, study guides and etc) for this assessment can be obtained from Securities Commission Malaysia website at www.sc.com.my. The relevant acts and study guides for this examination may be purchased from:

SIDC Bookshop
Ground Floor, 3 Persiaran Bukit Kiara
Bukit Kiara
50490 Kuala Lumpur
Tel: (603) 6204 8665/8667

The Rules of Bursa Malaysia Securities Berhad, Rules of Bursa Malaysia Derivatives Berhad, Rules of Bursa Malaysia Securities Clearing Sdn Bhd, Bursa Malaysia Securities Berhad Main Market Listing Requirements and Bursa Malaysia Securities Berhad ACE Market Listing Requirements are accessible via the Bursa Malaysia Securities Berhad website at www.bursamalaysia.com.