FAMILIARISATION PROGRAMME FOR MARKETING REPRESENTATIVES (FPMR)

ASSESSMENT STRUCTURE & REFERENCE

 

Assessment Structure

Details of this assessment are as follows:

Types of Questions	: Multiple Choice Questions
Number of Questions	: 30
Passing Mark	: 60%
Time Allocated	: 45 mins

 

References / Text

Securities Commission Act 1993 Capital Markets and Services Act 2007 Licensing Handbook Guideline for Marketing Representatives Guidelines on Prevention of Money Laundering and Terrorism Financing for Capital Market Intermediaries Guidelines on Sales Practices for Unlisted Capital Market Products Guidelines on Market Conduct and Business Practices for Stockbrokers and Licensed Representatives Rules of Bursa Malaysia Securities Berhad Rules of Bursa Malaysia Derivatives Berhad

Rules of Bursa Malaysia Securities Clearing Sdn Bhd Bursa Malaysia Securities Berhad Main Market Listing Requirements Bursa Malaysia Securities Berhad ACE Market Listing Requirements Guidelines on Unit Trust Fund Equity Guidelines Principal Adviser Guidelines Prospectus Guidelines Guidelines on Unlisted Capital Market Products under the Lodge and Launch Framework Guidelines on Issuance of Private Debt Securities and Sukuk to Retail Guidelines on Compliance Function for Fund Management Companies

The relevant references (acts, guidelines, study guides and etc) for this assessment can be obtained from Securities Commission Malaysia website at www.sc.com.my. The relevant acts and study guides for this examination may be purchased from:

SIDC Bookshop
Ground Floor, 3 Persiaran Bukit Kiara
Bukit Kiara
50490 Kuala Lumpur
Tel: (603) 6204 8665/8667

The Rules of Bursa Malaysia Securities Berhad, Rules of Bursa Malaysia Derivatives Berhad, Rules of Bursa Malaysia Securities Clearing Sdn Bhd, Bursa Malaysia Securities Berhad Main Market Listing Requirements and Bursa Malaysia Securities Berhad ACE Market Listing Requirements are accessible via the Bursa Malaysia Securities Berhad website at www.bursamalaysia.com.