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Capital Market Essentials Programme (CMEP)
HRDC Claimable 10001447169
Overview
This programme is designed and conducted by SIDC as one of the entry requirements for candidates intending to be registered as a Marketing Representative (MR) pursuant to the Guidelines on Marketing Representatives (MR Guidelines).  

New revised structure now available which will allow candidates to have:

  • The flexibility to learn at their own pace as well as have more learning avenues and learning time (maximum of 2 months access to the CMEP) before attempting the assessment.
  • Increased CMEP Assessment sessions to select from which are now computer based and scheduled every Friday* and up to 2 sessions a day.

Learning Outcomes

Upon completion of this programme, the participants will be able to:
  • Identify the components, role and importance of a capital market;
  • Identify the relationship between capital market performance and economic indicators;
  • Outline the relationship between participants of the capital market;
  • Outline the regulatory framework of the Malaysian capital market industry;
  • Describe the organisation and structure of the relevant regulatory bodies and its roles in various capital market laws and regulations;
  • Identify the laws and regulations governing the Malaysian capital market;
  • Define the capital market intermediaries’ roles and functions  as well as the applicable rules and regulations applicable to capital market intermediaries ;
  • Describe the types of products and services as well as the permitted activities regulated by the relevant laws and regulations;
  • Describe the permitted activities, duties, rights and obligations of a marketing representative as prescribed by the Guidelines on Marketing Representatives
  • Elaborate on the rules governing the relationship between a Marketing Representative, the principal and clients
  • Recognise the offences in relation to market misconduct and unethical business practices;
  • Elaborate on the reporting requirements prescribed by the Securities Commission Malaysia’s Guidelines on Prevention of Money Laundering and Terrorism Financing for Reporting Institutions in the Capital Market;
  • Explain the procedures in conducting customer due diligence and applicable techniques in detecting clients’ unusual behaviour;
  • Recognise the importance of effective communication in establishing customer relationships;
  • Demonstrate the relevant techniques in marketing products and services;
  • Identify prospect’s needs through effective questioning in uncovering prospective clients’ objectives; and
  • Discover the essential knowledge and skills required to present, convince and close the deal with prospective clients.

Methodology


The CMEP is a self-directed online learning programme offered via the SIDC Learning Management System (SIDC eLearn) platform comprising 9 modules. It is designed as a learning tutorial covering the knowledge and skills relevant for Marketing Representatives (as defined under the Guidelines for Marketing Representatives) to carry out their duties competently and in compliance with prevailing laws and regulations.

 

The broad spectrum of e-learning tutorials will provide a comprehensive introduction to the Malaysian capital market covering the regulatory framework, capital market products and services as well as the techniques and skills required in marketing capital market products and closing the deal with prospective clients.

 

Upon completion of this learning programme in accordance with the recommended learning hours, participants will be better prepared to undertake the CMEP Assessment.

  • CC01 Customer Focus
  • FOR01 Anti-Money Laundering
  • FOR02 Capital Market Institutions
  • FOR03 Capital Market Intermediaries
  • FOR05 Islamic Capital Market Regulations
  • FOP01 Capital Market Environment
  • FOP02 Capital Market Fundamentals
  • FOP03 Capital Market Products
  • FOP04 Islamic Capital Market Products
  • FUT02 Client Advisory (Investment)
  • FUP14 Know Your Client
  • FUP15 Sales and Marketing

No Entry Requirement

Duration Modules


15 Minutes.

Target Audience


Designed for those who intend to be to be registered as Marketing Representative (MR) pursuant to the Guidelines on Marketing Representatives (MR Guidelines).

No Completion Requirement


  • Self-directed online learning programme
  • Accessed via the SIDC Learning platform for a maximum of 2 months
  • Modular - Participants need to complete all 9 modules Knowledge check - 5 quiz questions in each module
  • Recommended Learning Hours (LH) — 5 hours

  • 30 multiple choice questions
  • 45 minutes Passing mark - 60%
  • Remote proctored assessment (slots are limited, subject to first-come-first-served basis)