This programme provides an overview and insights into the new Guidelines , the new RPA Framework and GP& SO regime and the key changes introduced in the new regime through the new Guidelines and Chapter 7A of the Licensing Handbook.
Corporate Consultants, Capital Markets Services Representative’s License Holders, Professionals undertaking corporate advisory work, Head of Compliance, Head of Legal
Public Listed Companies (PLCs), Legal Firms, Consultancy Firms, Accounting Firms, Fund Management Companies, Stockbroking Firms, Investment Banks
Upon completion of the programme, participants will be able to:
- Explain the rationale of SC Guidelines on Submission of Corporate and Capital Market Product Proposals
- Determine key changes and introduction to Chapter 7A (Licensing Handbook)
- Discuss the differences of each of the guidelines and its impact
- Examine the obligations and expectations of the submitting party