Familiarisation Programme For Trading Representative 1 (FPTR)

Learning Outcomes
By the end of the programme, participants will be able to:

1. Describe the general overview of the Malaysian securities markets and its main participants
2. Explain the regulatory structure of the securities industry in Malaysia
3. Explain the main laws and regulations governing the operation of the securities industry in Malaysia
4. Illustrate the relationship between the stockbroking company, licensed representative, trading representatives and clients
5. Describe the activities and current trends connected to money laundering and terrorism financing and the Malaysian regulatory approach towards them
6. Outline the licensing requirements and obligations of person(s) who carries (carry) on the business of dealing in securities and their representatives
7. Define various securities offences and description of how they are regulated
8. Describe the operations of the stock market in Malaysia
9. Recognize the uses of financial statements and its significance in financial and investment analysis
10. Identify essential elements of financial statements which are used in carrying fundamental analysis
11. Explain the features, characteristics and risk associated to various capital market products.

Objective
​The programme aims to help participants identify, understand, and most importantly, apply the relevant knowledge and essential skills towards becoming competent TRs.

Candidates’ Prerequites
It is estimated that this module will require a minimum of 80 hours of study time. Candidates are expected to possess good knowledge and understanding of the subject matter provided in this study outline and specified references. The amount of study hours needed depends on the education background and work experience of the candidates. Candidates are also expected to update themselves with the latest changes relevant to this module as all questions will be continuously updated to reflect these changes.

Methodology
This programme will be delivered using effective learning methods which include presentations and discussions.