eFamiliarisation Programme For Trading Representatives II (eFPTR II) – 25 Sep

Laws & Regulations

25
Sep 2020

eFPTR II Learning Programme + Assessment

3:00 pm - 4:45 pm

SIDC LAMS

MYR 550 *Fee is not inclusive of 6% SST

The eFPTR II is a self-directed online learning programme offered via the SIDC Learning Management System (SIDC eLearn) platform comprising of 16 modules. It is designed as a learning tutorial covering the knowledge and skills relevant to individuals who have passed the FPTR I (or previous FPRRI) assessment and intend to apply for a Capital Market Services Representative’s Licence (CMSRL) to carry on the regulated activity of dealing in securities.

Upon completion of this learning programme in accordance to the recommended learning hours, participants will be better prepared to undertake the FPTR II Assessment.

Programme Objective

The programme aims to assist the participants towards becoming competent CMSRL dealing in securities in delivering their professional services to their clients by facilitating the acquisition of knowledge, understanding and abilities of the prescribed learning outcomes and learning areas covered in the Programme Outline.

Learning Outcomes

Upon completing the programme, the participant should be able to:

  • Explain the Malaysian capital market regulatory framework;
  • Describe the functions and activities of Bursa Malaysia Securities Berhad, its components and market participants;
  • Identify the screening criteria for Shariah securities for the Islamic capital market;
  • Distinguish the characteristics of the various forms of corporate structure in Malaysia;
  • Explain the duties and rights of Participating Organisations (POs) as well as the rules governing their relationship with clients;
  • Identify the various types of securities offences under the Capital Market and Services Act;
  • Explain the key essence of money laundering and terrorism financing as well as the obligation to protect clients’ information;
  • Outline the various steps and processes of raising capital in the Main market, ACE Market and LEAP Market;
  • Describe the essential elements of a contract and common law remedies for breach of contract;
  • Describe the licensing framework which operates in Malaysia;
  • Identify the characteristics and regulations governing take-overs and mergers in Malaysia;
  • Explain the trading conducts and mechanism on Bursa Malaysia Securities Berhad;
  • Distinguish between fundamental and technical analysis in analysing stock performance;
  • Recognise the users and uses of financial statements in financial and investment analysis;
  • Identify elements of financial statements and extract key information available for carrying fundamental analysis;
  • Describe and distinguish the various available capital market products such as equity, fixed income, bonds, structured products and exchange-traded funds;
  • Apply the appropriate concepts in the pricing and valuation of equity securities, fixed income and bond contracts; and
  • Apply technical analysis in evaluating the performance of a stock

 

Competencies

FOR04 Capital Market Products Regulations (proficiency level 2)
FOR06 Takeovers and Mergers (proficiency level 2)
FOR01 Anti-Money Laundering
FOR02 Capital Market Institutions
FOR03 Capital Market Intermediaries
FUP16 Securities Trading
FUP18 Settlement of Securities Trades
FOR05 Islamic Capital Market Regulations
FUP14 Know Your Client
FOP01 Capital Market Environment
FOP02 Capital Market Fundamentals
FOP03 Capital Market Products
FUT05 Fundamental Analysis
FUT07 Technical Analysis

All at proficiency level 3

Target Audience

Designed for those who have passed the FPTR I (or previous FPRRI) assessment and intend to apply for a Capital Market Services Representative’s Licence (CMSRL) to carry on the regulated activity of dealing in securities.

eFPTR II Learning Programme [Recommended Learning Hours: 8]
Module 01: The Malaysian Stock Market
Module 02: Business Structure
Module 03: Relationship between Participating Organisations (POs) and Clients
Module 04: Types of Securities Offences
Module 05: Anti-Money Laundering and Protection of Clients’ Information
Module 06: Capital Raising on the Primary Market
Module 07: Law of Contract
Module 08: Licensing
Module 09: Trading on Bursa Malaysia Securities Berhad
Module 10: Take-overs
Module 11: Overview of Fundamental Analysis
Module 12: Financial Statement Analysis
Module 13: Equity
Module 14: Fixed Income and Money Market
Module 15: Exchanged-Traded Funds (ETFs)
Module 16: Technical Analysis
Evaluation Knowledge Check

This assessment is designed to test a candidate’s knowledge and understanding of the Malaysian securities markets. It is the assessment to be passed by individuals who have passed the FPTR 1 (or previous FPRR1) assessment and intend to apply for a Capital Market Services Representative’s License (CMSRL) to carry on the regulated activity of dealing in securities.

Candidates are advised to refer to the Licensing Handbook for detailed requirements to be licensed.

Candidates are expected to possess good knowledge and understanding of the subject matter provided in this study outline and specified references. It is estimated that this module will require a minimum of 80 hours of self-study time (including 8 hours recommended learning hours to complete the 16 modules in the eFPTR II Learning Programme or attend the FPTRII Revision Programme. Candidates may need less or more depending on their education background and work experience and will be given at least two (2) months access to the eFPTRII Learning Programme.

Candidates are expected to update themselves with the latest developments in this assessment as all questions will be continuously updated to reflect these changes. Candidates are permitted to refer their own prescribed reference materials during the assessment. Note that no prescribed reference materials will be provided by the Securities Industry Development Corporation (SIDC).

The prescribed reference materials brought into the assessment by candidates are subject to the terms and conditions of SIDC, details of which are set out in the terms and conditions of the FPTR2.

The prescribed reference materials brought into the assessment by candidates are subjected to the registration terms and conditions. The prescribed reference materials for this module and Assessment Structure can be viewed HERE

Candidates are required to comply with the registration terms and conditions of the SIDC on the conduct of the assessment. Severe penalties will be taken against candidates for any misconduct during the examination.

Assessment Syllabus 

The syllabus for this assessment is divided into 16 modules which can be viewed HERE

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