New SC Licensing Examinations Study Guide and Revised Study Outline for Module 11: Fundamentals of Compliance
Monday, March 24, 2014
SIDC is proud to launch the new SC Licensing Examinations study guide for Module 11: Fundamentals of Compliance (the “new study guide”) following completion of the review and rewriting exercise. Module 11: Fundamentals of Compliance is one of the examinations to be passed by individuals who intend to hold the position of Head of Compliance or Compliance Officer in a firm which is a holder of a Capital Markets Services Licence carrying on the regulated activity of dealing in securities, dealing in derivatives or fund management.
In addition to the new study guide, the SIDC has also revised the Module 11 study outline to reflect the new study guide. The revised study outline will take effect from 2 June 2014. Candidates who wish to sit for the Module 11 examination from June 2014 onwards must refer to the study outline applicable for the ‘June 2014 Examinations’ to prepare for the examination.
The new study guide is now available at the SIDC bookshop at the price of RM100.00 per copy. For more information on the new study guide, revised study outline, the SC Licensing Examinations and the examination schedule, please contact SIDC Corporate Services at 03-6204 8625 or log on to the SIDC website at www.sidc.com.my